BY BIBB STRENCH AND RICHARD KEARY October 3, 2017 Exchange-traded fund (ETF) boards soon will be knee deep in reports and presentations designed to facilitate their compliance with the SEC’s new liquidity rule. Rule 22e-4 under the Investment Company Act of 1940 will require ETFs (and mutual funds) by December 1, 2018 (June 1, 2019 […]
Launching a Successful ETF
The launching is easy, raising assets is more of a challenge and needs further inspection to help those who are seeking to create new ETF products.